The complainant spent the night of 29 June 2007
drinking in Melbourne with three others (of whom one was the accused). In the
early hours of the next morning, the group went to a suburban house, where the complainant
and the accused lay on a mattress on the floor, and the other two shared a bed
in the same room. The complainant gave evidence that the accused touched her
twice and that she asked him to stop both times. Having fallen asleep, the complainant
later awoke to find the accused lying behind her, her clothing disarranged and
the accused penetrating her.
The accused was charged and tried in the County Court
of Victoria. The accused's defence was that he had not penetrated the complainant.
He did not give evidence in the trial, and there was therefore no direct
evidence as to his mental state.
Section 38 of the Crimes
Act 1958 (Vic) provides that a person commits rape if he or she
intentionally sexually penetrates another person without that person’s consent
while “being aware that the person is not consenting or might not be consenting”.
At trial, the trial judge directed the jury that the
accused had not raised as an issue that the accused thought or believed that
the complainant was consenting to penetration. The trial judge also directed
the jury that they could be satisfied that the accused was aware that the
complainant was not or might not be consenting if the accused was aware that
the complainant was or might be asleep at the time of penetration. The accused
was convicted and subsequently sentenced to four years and nine months’
imprisonment.
The accused successfully appealed, the Victorian Court
of Appeal holding that the trial judge should have directed the jury not to
convict the accused unless persuaded beyond reasonable doubt that the
prosecution had excluded the possibility that the accused may have believed
that the complainant was consenting, even though he knew that she was or might
be asleep. In doing so, the Court of
Appeal found that because the woman had not protested while her clothing was
disarranged, it would have been open to the jury to conclude “that it was a
reasonable possibility that the [accused] believed that she had finally
consented” to the sexual act.
In R v Getachew [2012] HCA 10 the High Court allowed the prosecution’s appeal, with the result that the
accused’s original conviction stands.
The High Court held that the Court of Appeal’s
reasoning – that the accused may have believed that the complainant had finally
consented because she had not protested when her clothing was disarranged –
depended upon it being open on the evidence to conclude that the accused may
have believed that the complainant was woken by her clothes being removed (or
was sufficiently alert to realise what was happening when this occurred). Only
if the accused believed that she was aware when these things were done could he
have thought that she was consenting.
However, the complainant’s evidence was that she was asleep
until awoken by the accused’s penetrating her. Her evidence was that she was
asleep while the accused disarranged her clothing, and that she only awoke when
he “thrust into” her. The accused did
not assert that he thought he had woken the complainant, whether by his pulling
at her clothing or otherwise. In the
absence of any evidence from the accused to this effect and in the absence of
the matter having been put to the complainant in cross-examination, there was
no basis on which the jury, or the Court of Appeal, could have concluded that
the complainant was awake when her clothing was disarranged. The Court of
Appeal was therefore wrong to conclude that there was evidence that raised any
question about the accused’s belief in consent.
It was only if it had been asserted, or there was some
evidence led at the trial, to the effect that the accused believed that the
complainant consented to the penetration that any further question about the
accused’s belief as to consent arise. Absent
such an assertion or such evidence, demonstrating that the accused knew that
the complainant was or might be asleep necessarily demonstrated that he was
aware that she might not be consenting.